The financial services industry is heavily regulated. Prism Independent Financial Management Ltd are directly authorised and regulated by the Financial Services Authority (FSA) which is a Government regulatory service.

There are strict regulations for companies such as Prism to adhere to. Our company ethos is "What Is Best For The Customer". The FSA regulations are there to ensure that all companies offering financial services operate under this ethos.

To be able to offer a customer Independent Financial Advice, a full Confidential Client Financial Review must be completed. There are different forms relating to different types of products but they all aim to gather as much information about a customer's financial situation so that all advice offered can be based on a sound and accurate understanding of a customer's requirements and affordability.

To be classed as an IFA offering truly independent financial advice, a company must offer a customer a choice between paying for our services via commission, a fee, or a combination of both.

We must also be seen to be considering products from the whole of the market and not just one single product provider or even a select group of providers.

With these factors in mind, you can be assured that a consultation with an IFA at Prism Independent Financial Management Ltd will result in you receiving truly independent and comprehensive financial advice.

Prism Independent Financial Management is registered in England & Wales No. 5294999
Registered Office 46 High Street ? Haverfordwest ? Pembrokeshire ? SA61 2DA
Authorised & Regulated By The Financial Services Authority